SECMP0047 Default Provisions for Other SEC Parties

Proposer Gary Cottrell
Lead Analyst SEC Change
Date raised 26/03/2018
StageImplemented
Implementation date 31/10/2018
Latest update

What is the issue?

This modification seeks to remove text in SEC Section M that may place several SEC parties into default after the transitional variation period expires on 31st October 2018. With many Other SEC Parties not holding licences, the appropriate area of the SEC Section M has to be updated to prevent them being penalised.

Modification documents

SECMP0047 Decision Document
22/06/2018
 Download
SECMP0047 Final Modification Report
20/06/2018
 Download
SECMP0047 Modification Report Consultation Responses
17/05/2018
 Download
SECMP0047 Modification Report Consultation
19/04/2018
 Download
SECMP0047 - Modification Proposal Form
29/03/2018
 Download
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